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Margin Account

A margin account lets an investor borrow from a broker against eligible securities, increasing exposure and collateral risk.

A margin account is a brokerage account that allows an investor to borrow from the broker against eligible securities in the account. The account creates leverage, so gains and losses are measured against a smaller amount of investor equity than a fully paid cash purchase.

The securities in the account act as collateral. If collateral value falls or requirements rise, the broker can restrict trading, require additional equity, or sell securities under the margin agreement. This page is educational and does not recommend using margin.

Key Takeaways

  • A margin account is different from a cash account because it permits broker credit.
  • The investor owes the margin loan even if the purchased securities decline.
  • Brokers can set house requirements that are stricter than minimum regulatory or exchange requirements.
  • A margin account may be required for short selling, some options strategies, and some leveraged trading permissions.
  • The account agreement usually gives the broker broad rights to protect the loan and account equity.

Cash Account vs. Margin Account

FeatureCash accountMargin account
FundingTrades are paid with settled cash or fully paid securitiesTrades can use investor equity plus broker credit
LeverageGenerally no broker loan for securities purchasesLeverage can increase exposure beyond cash deposited
Interest costNo margin interest on a broker loanMargin interest accrues on borrowed balances
Liquidation riskSelling may still occur for settlement or account issuesBroker can liquidate collateral to meet margin requirements
Short sellingUsually not availableCommonly requires a margin account and borrow arrangements

How A Margin Account Works

The investor deposits cash or eligible securities. The broker calculates equity, loan value, buying power, and required margin based on the account, holdings, and current rules. When the investor buys securities using margin, the broker finances part of the purchase and holds the account assets as collateral.

The important account equation is practical rather than universal:

ItemMeaning
Market valueCurrent value of securities in the account
Debit balanceAmount borrowed from the broker, before any accrued interest not yet posted
Account equityMarket value minus the debit balance
Required marginEquity or collateral required by rules and broker policy
Excess equityEquity above the applicable requirement

Example

An investor deposits $8,000 and buys $12,000 of eligible stock using a $4,000 margin loan. If the stock later falls to $10,000, the loan is still $4,000 before interest, so account equity is $6,000.

The position may still be above the broker’s requirement, or it may require action depending on the security, account, concentration, and current margin rules. The broker’s calculation controls the margin status, not the investor’s original trade plan.

Risks And Limitations

  • Losses are magnified because the loan does not fall just because the collateral falls.
  • Margin interest can turn a flat or modestly successful trade into a weaker after-cost result.
  • A broker can raise house requirements or restrict margin eligibility.
  • Forced liquidation can occur during poor liquidity or fast markets.
  • Tax results can depend on the investor’s facts, so tax treatment should not be inferred from a general margin definition.

Official Sources

  • Margin: Collateral or account equity required for leveraged trading.
  • Buying on Margin: Buying securities with a mix of investor equity and broker credit.
  • Buying Power (Excess Equity): Capacity calculated from equity, loan value, and requirements.
  • Margin Loan: Broker loan secured by account securities.
  • Margin Call: Demand to add equity or reduce exposure.
  • Short Selling: Sale of borrowed securities, commonly supported by a margin account.
Revised on Sunday, June 21, 2026