Fiduciary Fund

A fiduciary fund reports resources a state or local government controls for beneficiaries outside the government's own programs.

A fiduciary fund is a U.S. state or local government accounting fund used to report resources the government controls for beneficiaries outside the government’s own programs. Those resources are held in a trustee or custodial role and are not available to finance the government’s services.

Fiduciary classification depends on GASB criteria, not merely on an account being labeled “trust,” “agency,” or “custodial.” The government must evaluate who benefits, whether the resources are part of its own operations, how it controls the assets, and whether a qualifying trust arrangement exists.

Key Takeaways

  • Fiduciary funds report resources for external beneficiaries, not resources available for the government’s programs.
  • The four classes are pension and other employee benefit trust, investment trust, private-purpose trust, and custodial funds.
  • The three trust-fund classes require a trust or equivalent arrangement meeting specified criteria; other qualifying fiduciary activities use custodial funds.
  • Fiduciary statements use the economic resources measurement focus and accrual accounting.
  • Fiduciary activities are excluded from the government-wide financial statements because their resources cannot support the reporting government’s own programs.

The Four Fiduciary Fund Classes

ClassWhat it reportsIllustrative activity
Pension and other employee benefit trust fundQualifying pension and other employee benefit arrangementsPublic employee pension plan
Investment trust fundExternal participants’ portion of a qualifying investment poolLocal governments participating in a state investment pool
Private-purpose trust fundQualifying trust arrangements benefiting specific individuals, organizations, or other governmentsScholarship trust benefiting named students
Custodial fundOther qualifying fiduciary activities not reported in one of the trust-fund classesTaxes collected and remitted to another government

The exact classification is fact-specific. An activity can involve another party’s money without meeting the fiduciary reporting criteria, and a legally separate entity may instead be a component unit.

What Fiduciary Funds Report

Fiduciary fund statements generally include:

  • a statement of fiduciary net position; and
  • a statement of changes in fiduciary net position.

They use accrual accounting and the economic resources measurement focus. Assets, deferred outflows, liabilities, deferred inflows, and fiduciary net position are therefore reported within the applicable fund statements.

For custodial funds, additions and deductions are generally reported rather than only the ending amount due to recipients. This helps readers see the scale and flow of resources administered for others.

Worked Example: Taxes Collected for Another Government

Suppose a county collects $120 million of property taxes during the year. Of that amount:

  • $75 million belongs to the county’s own programs; and
  • $45 million is collected for legally separate school districts, with the county acting as custodian.

The county’s own $75 million is not fiduciary solely because it came through the same tax-collection system. The $45 million may qualify for custodial fund reporting if the GASB fiduciary-activity criteria are met.

The custodial fund would show additions from tax collections and deductions when amounts are remitted to the school districts. Any year-end amount awaiting remittance may appear as fiduciary net position or as a related payable depending on the applicable facts and reporting requirements.

The example shows why gross collections should not automatically be interpreted as the reporting government’s revenue.

Fiduciary vs. Governmental and Proprietary Funds

QuestionFiduciary fundGovernmental FundProprietary Fund
Who primarily benefits?External beneficiariesPublic through governmental servicesExternal customers or government departments
Available for government’s own programs?NoYes, subject to constraintsYes, for the reported service activity
Measurement focusEconomic resourcesCurrent financial resourcesEconomic resources
Accounting basisAccrualModified accrualAccrual
Included in government-wide statements?NoConverted and included as governmental activitiesGenerally included in governmental or business-type activities, depending on fund type
Residual termFiduciary net positionFund balanceFund net position

Pension Trust Fund Caution

A pension trust fund’s net position is not the same as the sponsoring government’s net pension liability. Pension plan statements report plan assets and changes in fiduciary net position, while employer pension accounting compares the total pension liability with plan fiduciary net position under the applicable standards.

Analysts should not assume that a large pension trust portfolio means the plan is fully funded. The liability measurement date, actuarial assumptions, contribution policy, asset valuation, and benefit terms all matter.

How to Evaluate a Fiduciary Fund

  • Identify the external beneficiaries and the source of the government’s control.
  • Determine whether a qualifying trust or equivalent arrangement exists.
  • Distinguish fiduciary resources from the government’s own revenue and cash.
  • Review additions, deductions, receivables, payables, and year-end net position.
  • For investment pools, separate the reporting government’s own share from external participants’ share.
  • For pension and benefit trusts, read the plan statements together with actuarial and employer disclosures.
  • Check whether apparently similar activities are reported as component units, governmental activities, business-type activities, or fiduciary activities.

Common Mistakes

  • Calling every custodial account a fiduciary fund: The GASB criteria must be met.
  • Treating fiduciary assets as government reserves: They cannot be used to support the government’s own programs.
  • Confusing custody with revenue: Cash collected for another party may pass through the government’s accounts without becoming its revenue.
  • Using “agency fund” as the current generic category: GASB Statement 84 established custodial funds for fiduciary activities not reported in a trust fund.
  • Equating pension plan assets with funded status: Funded status requires comparison with the measured pension obligation.
  • Fiduciary Duty: A broader legal and governance obligation that should not be confused with the accounting classification alone.
  • Governmental Fund: A fund for current resources used in the government’s own tax-supported services.
  • Proprietary Fund: A fund for business-type or internal service activities.
  • Fund Balance: The governmental fund residual, distinct from fiduciary net position.
  • Investment Fund: A pooled investment vehicle, which is not automatically a governmental investment trust fund.

FAQs

What makes an activity fiduciary under GASB standards?

The determination depends on criteria concerning control, beneficiaries, whether resources support the government’s own programs, and, for trust funds, the nature of the trust or equivalent arrangement. A label alone is not decisive.

What replaced agency funds in governmental reporting?

GASB Statement 84 created custodial funds for qualifying fiduciary activities that are not reported in one of the three fiduciary trust-fund classes.

Why are fiduciary funds excluded from government-wide statements?

Their resources belong to or are held for external beneficiaries and cannot be used to finance the reporting government’s own programs.

Is a fiduciary fund the same as a private investment fund?

No. A governmental fiduciary fund is an accounting classification for qualifying activities administered for others. A private investment fund is an investment vehicle governed by different legal and reporting frameworks.

Authoritative Sources

This article provides general financial-reporting education, not legal, fiduciary, pension, accounting, audit, tax, or investment advice. Apply the current standards and governing documents to the specific arrangement.

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